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Phys. Rev. B 74, 054304 (2006) [11 pages]

First-principles perturbative computation of phonon properties of insulators in finite electric fields

Xinjie Wang and David Vanderbilt
Department of Physics and Astronomy, Rutgers University, Piscataway, New Jersey 08854-8019, USA
Received 17 May 2006; published 18 August 2006

We present a perturbative method for calculating phonon properties of an insulator in the presence of a finite electric field. The starting point is a variational total-energy functional with a field-coupling term that represents the effect of the electric field. This total-energy functional is expanded in small atomic displacements within the framework of density-functional perturbation theory. The linear response of field-polarized Bloch functions to atomic displacements is obtained by minimizing the second-order derivatives of the total-energy functional. In the general case of nonzero phonon wave vector, there is a subtle interplay between the couplings between neighboring k points introduced by the presence of the electric field in the reference state and farther-neighbor k point couplings determined by the wave vector of the phonon perturbation. As a result, terms arise in the perturbation expansion that take the form of four-sided loops in k space. We implement the method in the ABINIT code and perform illustrative calculations of the field-dependent phonon frequencies for III-V semiconductors.

©2006 The American Physical Society

URL: http://link.aps.org/doi/10.1103/PhysRevB.74.054304
DOI: 10.1103/PhysRevB.74.054304
PACS: 63.20.Dj; 78.20.Jq; 63.20.Kr; 71.55.Eq
  • 63.20.Dj
    Phonon states and bands, normal modes, and phonon dispersion
  • 78.20.Jq
    Electrooptical effects (bulk materials/thin films)
  • 63.20.Kr
    Phonon–electron and phonon–phonon interactions
  • 71.55.Eq
    Impurity and defect levels in III–V semiconductors
  • YEAR: 2006
KEYWORDS: insulating materials, III-V semiconductors, phonons, ab initio calculations, perturbation theory, variational techniques, total energy, density functional theory

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