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Phys. Rev. B 79, 174105 (2009) [7 pages]

Reconstruction and alignment of vacancies in carbon nanotubes

Alex Taekyung Lee, Yong-Ju Kang, and K. J. Chang
Department of Physics, Korea Advanced Institute of Science and Technology, Daejeon 305-701, Korea

In-Ho Lee
Division of Advanced Technology, Korea Research Institute of Standards and Science, Daejeon 305-600, Korea
Received 27 November 2008; revised 3 February 2009; published 6 May 2009

Vacancies in carbon nanotubes usually aggregate into larger vacancies. Using first-principles and tight-binding calculations, we investigate the alignment of missing atoms and the movement of pentagon-heptagon defects that are formed by reconstructions in large vacancy clusters Vn (n<=36), where n is the number of missing atoms. In nanotubes with small diameters, missing atoms have a tendency to form a serial network rather than a large hole due to the existence of large curvatures. It is generally found that the parallel alignment of missing atoms along the tube axis is energetically more favorable than the spiral alignment. Thus, the removal of atoms leads to the longitudinal movement of a pentagon-heptagon defect on the tube wall, which is in good agreement with the kink motion observed during superplastic deformation of single-wall nanotubes. The preference of the longitudinal motion of the pentagon-heptagon defect is more prominent in armchair tubes compared with other chiral tubes.

©2009 The American Physical Society

URL: http://link.aps.org/doi/10.1103/PhysRevB.79.174105
DOI: 10.1103/PhysRevB.79.174105
PACS: 61.46.Fg; 61.48.De; 71.20.Tx; 71.15.Nc
  • 61.46.Fg
    Structure of nanotubes
  • 61.48.De
    Structure of carbon nanotubes, boron nanotubes and closely related graphite-like systems
  • 71.20.Tx
    Electronic structure of fullerenes and related materials; intercalation compounds
  • 71.15.Nc
    Total energy and cohesive energy calculations (condensed matter)
  • YEAR: 2009
KEYWORDS: ab initio calculations, carbon nanotubes, plastic deformation, tight-binding calculations, vacancies (crystal)

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